Practice Set - 1 | Practice Set | NISM Series XXI-B: Portfolio Managers Certification Examination

Question 1

Which document provides details about a public issue?

Question 2

Which segment of the securities market deals with newly issued securities?

Question 3

Which of the following is not a derivative instrument?

Question 4

An Initial Public Offering (IPO) is associated with:

Question 5

Which of the following is an example of a derivative?

Question 6

Which type of market provides long-term funding?

Question 7

Which participant acts as custodian of securities?

Question 8

Depositories in securities markets are responsible for:

Question 9

Which of the following ensures investor protection?

Question 10

Which of the following is not a participant in securities markets?

Question 11

Which entity is responsible for settlement guarantee?

Question 12

Which of the following best defines a securities market?

Question 13

Which of the following is a function of clearing corporations?

Question 14

Which type of securities provides fixed income?

Question 15

Which segment deals with standardized contracts for future delivery?

Question 16

Which instrument represents ownership in a company?

Question 17

Which risk arises from inability to sell securities quickly?

Question 18

Which of the following is a primary market instrument?

Question 19

Which entity maintains investor accounts in electronic form?

Question 20

Which regulatory body oversees securities markets in India?

Question 21

Price discovery in markets occurs due to:

Question 22

Which function is performed by registrars and transfer agents?

Question 23

Which factor influences security prices the most?

Question 24

Which of the following is a capital market instrument?

Question 25

Stock exchanges primarily provide:

Question 26

What is the role of market intermediaries?

Question 27

Which of the following is a benefit of dematerialization?

Question 28

Secondary market liquidity refers to:

Question 29

Which risk arises due to default by a counterparty?

Question 30

Who among the following are issuers in securities markets?

Question 31

Which of the following is true about secondary markets?

Question 32

Debt instruments are characterized by:

Question 33

Which of the following is a feature of an efficient securities market?

Question 34

The settlement cycle in Indian stock markets is typically:

Question 35

Practice Set - 1