Practice Set - 1 | Practice Set | NISM Series XVI: Commodity Derivatives Certification Examination

Question 1

Which mechanism helps prevent market manipulation?

Question 2

Regulations aim to protect:

Question 3

Which action may lead to suspension of trading rights?

Question 4

Which authority approves new derivative products?

Question 5

Which scenario is most complex legally?

Question 6

Commodity exchanges must be recognized by:

Question 7

KYC norms are required for:

Question 8

The primary regulator of commodity derivatives markets in India is:

Question 9

SEBI regulates commodity derivatives markets.

Question 10

SEBI can impose penalties for violations.

Question 11

A trader uses confidential information to trade. This is:

Question 12

Which act governs securities and commodity markets together now?

Question 13

Market intermediaries must register with:

Question 14

If exchange fails to comply with rules, SEBI may:

Question 15

Which principle ensures equal access to market information?

Question 16

The main objective of regulation is to:

Question 17

If a trader violates rules repeatedly, regulator may:

Question 18

Which activity is prohibited under regulations?

Question 19

Which body was merged with SEBI to regulate commodity markets?

Question 20

SEBI ensures market transparency.

Question 21

Which document defines rules for exchanges?

Question 22

Which entity monitors trading activity for irregularities?

Question 23

Which participant ensures compliance with regulations?

Question 24

Forward Contracts (Regulation) Act was repealed and merged under:

Question 25

Practice Set - 1