Practice Set - 1 | Practice Set | NISM Series XV: Research Analyst Certification Examination

Question 1

If securities are issued outside India to foreign investors, it is called:

Question 2

Which statement is correct regarding secondary market?

Question 3

Anchor investors are:

Question 4

Which statement best explains the relationship between primary and secondary markets?

Question 5

If investor sells shares bought in IPO immediately after listing, it happens in:

Question 6

Which of the following is NOT a method of raising funds in the primary market?

Question 7

Which of the following best describes a tricky feature of rights shares?

Question 8

IPO refers to:

Question 9

An investor buys shares directly from a company issuing new shares. This occurs in:

Question 10

Which of the following best explains capital formation?

Question 11

Which of the following is TRUE about rights issue?

Question 12

A company raises funds from a limited group of investors (less than 50). This is:

Question 13

Which of the following is a tricky misunderstanding?

Question 14

Which of the following best describes an Offer for Sale (OFS)?

Question 15

Which of the following is TRUE about IPO allocation?

Question 16

What is the primary function of the securities market?

Question 17

A key benefit of secondary market is:

Question 18

Which situation indicates dilution of ownership?

Question 19

An investor receives bonus shares. What is the cost to the investor?

Question 20

Which investor category can receive up to 50% allocation in IPO?

Question 21

Why are anchor investors important?

Question 22

A company issues shares only to promoters and selected investors. This is:

Question 23

Which of the following is NOT part of primary market?

Question 24

Which is TRUE about QIP?

Question 25

Practice Set - 1