Practice Set - 3 | Practice Set | NISM Series VIII: Equity Derivatives Certification Examination

Question 1

A stop-loss order becomes a market order when:

Question 2

A trader fails to meet margin call. Likely consequence:

Question 3

Which scenario leads to maximum slippage risk?

Question 4

Which entity maintains order book?

Question 5

Which participant bears counterparty risk in derivatives?

Question 6

Which condition leads to order rejection?

Question 7

If a market order is placed during low liquidity, the execution price:

Question 8

Which factor reduces bid-ask spread?

Question 9

Which component ensures daily profit/loss settlement?

Question 10

A trader enters order during market halt. Result:

Question 11

A trader places large order exceeding market depth. Result:

Question 12

Which order type may execute at worse price than expected?

Question 13

Which type of order guarantees price but not execution?

Question 14

Which margin protects against extreme market movements?

Question 15

Which scenario leads to higher bid-ask spread?

Question 16

If multiple orders exist at same price and time, priority is given to:

Question 17

A trader uses stop-loss buy above resistance. Purpose:

Question 18

A trader places stop-limit order. If trigger hits but no matching price:

Question 19

A trader places a limit sell order above current market price. What will happen?

Question 20

Which scenario creates execution uncertainty?

Question 21

Which scenario causes delay in execution?

Question 22

Which order ensures no partial execution?

Question 23

Which factor directly impacts margin requirements?

Question 24

If volatility increases suddenly, margin requirement:

Question 25

Practice Set - 3