Practice Set - 3 | Practice Set | NISM Series V-A: Mutual Fund Distributors Certification Examination

Question 1

Can SEBI guarantee fixed returns in mutual fund investments?

Question 2

Which statement about advertisements is correct?

Question 3

Which of the following supports fair selling practices?

Question 4

Can SEBI take action against repeated distributor mis-selling?

Question 5

Which of the following is the main purpose of investor suitability?

Question 6

Can investor suitability be ignored if NAV is very low?

Question 7

Which platform is mainly used for investor grievance redressal under SEBI?

Question 8

Which should be the center of every mutual fund recommendation?

Question 9

Which action is considered mis-selling?

Question 10

Can a distributor recommend the same fund to every investor?

Question 11

Can AMFI punish investors for market losses?

Question 12

Which is the best long-term strategy for a distributor?

Question 13

Can investors normally approach SCORES before contacting the AMC first?

Question 14

Which statement is correct about SEBI?

Question 15

Which body issues the Code of Conduct for mutual fund intermediaries?

Question 16

Can a distributor skip explaining risks if the investor asks for quick investment?

Question 17

Which of the following is the strongest example of ethical conduct?

Question 18

Can SCORES be used to recover normal market losses caused by price fall?

Question 19

Is hiding commission details from investors considered ethical practice?

Question 20

Practice Set - 3