Practice Set - 1 | Practice Set | NISM Series V-A: Mutual Fund Distributors Certification Examination

Question 1

What is the purpose of transaction confirmation?

Question 2

What is the role of a Registrar and Transfer Agent (RTA)?

Question 3

Which entity ensures records of investors are maintained accurately?

Question 4

Which service helps investors track their portfolio?

Question 5

What is the purpose of complaint resolution time?

Question 6

Who handles investor grievances in mutual funds?

Question 7

What is the purpose of investor awareness programs?

Question 8

Who regulates mutual fund investor services?

Question 9

What does RTA stand for?

Question 10

What is the role of AMC in investor service?

Question 11

What is the purpose of a folio number?

Question 12

What is the primary objective of investor services in mutual funds?

Question 13

Which platform can investors use to lodge complaints?

Question 14

What is the benefit of digital investor services?

Question 15

Which service helps investors update personal details?

Question 16

What type of transaction is change of address?

Question 17

Which document is issued after a transaction?

Question 18

What is grievance redressal?

Question 19

What does a mutual fund account statement show?

Question 20

Practice Set - 1