Practice Set - 1 | Practice Set | NISM Series V-A: Mutual Fund Distributors Certification Examination

Question 1

What does SEBI stand for?

Question 2

What is mis-selling?

Question 3

What is investor protection?

Question 4

What is fair practice?

Question 5

Who regulates mutual funds in India?

Question 6

What is a code of conduct?

Question 7

What is AMFI?

Question 8

Which practice is unethical?

Question 9

Who must follow the code of conduct in mutual funds?

Question 10

What is risk profiling?

Question 11

What should be avoided in mutual fund distribution?

Question 12

What is the main purpose of regulations in mutual funds?

Question 13

What is disclosure in mutual funds?

Question 14

Why is transparency important?

Question 15

What is the goal of investor education?

Question 16

What should investors do before investing?

Question 17

What is the role of SEBI in mutual funds?

Question 18

Which entity protects investor interests?

Question 19

What is the role of AMFI?

Question 20

What should distributors disclose?

Question 21

What is the result of good regulation?

Question 22

What is investor awareness?

Question 23

What should a distributor ensure before recommending a product?

Question 24

What is ethical behavior in mutual funds?

Question 25

Practice Set - 1